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Location: 19360 Rinaldi Street, Suite 453, Porter Ranch, California, United States United States
Founded in: 2006
Stage: Not applicable
Number of employees: 50+
Short URL: vator.co/bekker-compliance-consulting-partners-llc
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Bekker compliance Consulting Partners, LLC

Got Compliance?
Startup/business
Porter Ranch, California, United States United States
http://www.bccp-llc.com
  • About
Company description

 

About Bekker Compliance Consulting Partners, LLC

 

Bekker Compliance Consulting Partners, LLC ("BCCP"), is a full-service regulatory compliance consulting firm that specializes in providing proactive global compliance solutions to banking and nonbanking financial institutions, governmental organizations, and nonprofit organizations worldwide. 

 

In response to rapidly evolving economic globalization, our core business is focused on global/cross-border regulatory compliance matters, including providing banking and nonbanking financial institutions with the highest level, sophisticated expertise to help emerging countries develop adequate infrastructure to strengthen governance in the financial services sector.  Our areas of expertise include: anti-money laundering/counter-terrorist financing (AML/CFT), capital markets, stock exchange, governance, and related financial services compliance matters. As a result, BCCP has amassed a global consortium of seasoned Senior Compliance Consultants, most of whom are CAMS-certified, who have extraordinary expertise in global AML/CFT, banking and nonbanking compliance matters.  Our goal is to provide our clients with the highest level, sophisticated compliance advice that has become so crucial in dealing effectively with the constant evolution and ever-increasing complexity of cross-border global compliance issues.

 

BCCP also provides customized education and training services to its global financial services clientele through its educational and training services division, Bekker Compliance Institute (BCI).


Team
  • Rakesh Verma
    Rakesh Verma | Team member
      PROFESSIONAL EXPERIENCE   Bekker Compliance Consulting Partners, LLC Project Manager and Executive Assistant Nov 2007 to Present Project Manager and Executive Assistant to Carrie F. Bekker, Founder & Chief Executive Officer ...
Business model
 

About Our Senior Compliance Consultants

As mentioned above, BCCP has an extensive global consortium of Senior Regulatory Compliance Consultants located worldwide.  All members of our Senior Compliance Consultant Consortium have at least 10 years' global compliance experience in the financial services industry; most of our members have over 20 years' experience in the business. Our Senior Compliance Consultants have wide-ranging AML/CFT experience (including Bank Secrecy Act, USA PATRIOT Act and OFAC requirements) with regulatory, enforcement, and international organizations, including:

  • Financial Action Task Force (FATF)
  • FATF-style Regional Bodies (FSRBs)
  • The Egmont Group of Financial Intelligence Units
  • Office of Foreign Assets Control (OFAC)
  • Financial Crime Enforcement Network (FinCEN)
  • World Bank
  • International Monetary Fund (IMF)
  • UN Office on Drugs and Crime (UNODC)
  • US Department of Commerce
  • US Department of Treasury
  • The five US banking regulators:
  • o Federal Reserve (the Fed)
  • o Officer of Comptroller of Currency (OCC)
  • o Office of Thrift Supervision (OTS)
  • o Federal Deposit Insurance Corporation (FDIC)
  • o National Credit Union Administration (NCUA)
  • US Securities and Exchange Commission (SEC)
  • Financial Industry Regulatory Association (FINRA, formerly NASD and certain regulatory functions of the New York Stock Exchange)

Representative engagements that we have performed include the following:

  • § Central Bank of Kuwait - Institute of Banking Studies: Provided onsite course instruction to Kuwaiti bank internal auditors and compliance officers. Course topics included: AML/CFT, Risk Management, Web and IT security, Auditing Islamic Products, Advance Credit Audit, and Legal and Operational Aspects of Securitisation
  • § Global banking institutions: Provided AML remediation and other AML-related compliance consulting services
  • § Global mutual fund complexes: Provided onsite and offsite support to Chief Compliance Officers, including AML compliance matters (e.g., monitoring and reporting suspicious activity)
  • § Global broker/dealer: Perform headquarters and branch audits for entire broker/dealer network
  • § Global ETF firms: Provided outsourced Chief Compliance Officer (CCO) and AML Compliance Officer services;
  • § Midsize broker/dealer and investment advisory firms: Performed "best practices" audit and provided consulting advice on restructuring the dually registered broker/dealer and investment advisory firm
  • § Large service provider to investment advisers: Provided training to investment advisory representatives and create risk-based policies and procedures
  • § Mandatory compliance monitoring services: FINRA-mandated consulting services to several financial institutions, including several large US-based brokerage firm. These monitoring engagements were performed as part of Settlement Order stipulations between FINRA and the noncompliant brokerage firms, requiring the noncompliant firms to hire a consultant to perform an independent audit and to report its findings directly to the regulator.